Corporate Governance and Regulatory Consulting

Comply, respond, and improve.

We offer a wide array of services that will assist management and the Board of Directors ensure that the bank or financial institution has established adequate systems to comply with current regulatory requirements.  Some of these services include:

  • Audit Risk Assessment
  • Applications for  foreign branches and agencies, new bank charters, holding companies, change of bank charter, and change of control
  • Expert Witness / Litigation Services
  • Management Study Review
  • Policies
  • Training

Why Choose Unicon

We offer an independently managed, objective review, bringing a vast knowledge of regulations and connections to resources.