Compliance & Bank Secrecy Act

Assessing regulatory requirements and risk management


All banks and financial institutions are subject to laws/regulations and the compliance function of an institution is becoming more and more important to the regulators. By devoting sufficient resources to establish and maintain an adequate compliance function, the institution will avoid costly and embarrassing regulatory and/or legal issues. We offer a wide array of compliance reviews that are listed below:

Why Choose Unicon

We offer an independently managed, objective review, bringing a vast knowledge of regulations and connections to resources.