Information Technology

Ensuring IT systems are secure and meet the regulatory requirements         

Information Technology systems are an integral part of the operations of financial institutions.  Therefore, the stability and security of an institution's IT systems are crucial.  Our IT audits will review many aspects of an institution's IT system to ensure that it conforms to regulatory requirements and safe & sound practices.  Our review scope and procedures adhere to the requirements set forth in the FFIEC Information Technology Examination Handbook.  We also utilize our knowledge of the current regulatory environment to determine if the bank's systems comply with the current requirements.  These reviews have become increasingly critical for all financial institutions since the passage of the Gramm Leach Bliley Act.

Our IT Review associates are Microsoft certified, CISCO certified, and Certified in Risk and Information Systems Control (ISACA certification).

We offer the following services related to information technology:

  • Information Systems Reviews, including a review of:
    • Deployment of Information Systems
    • IT Governance
    • Vendor Management
    • Control and Security
    • Internal Vulnerability Assessment
    • Website and Online Banking Services
  • Vulnerability Assessment
  • Online Banking Reviews (including Bill Payment, Remote Deposit Capture, Remote Branch Capture, and ACH)
  • Emergency Disaster Recovery
  • Consulting on online banking issues and delivery systems

Why Choose Unicon

We offer an independently managed, objective review, bringing a vast knowledge of regulations and connections to resources.