Compliance Management Program Review

Regardless of size and complexity, all banks must establish a consumer compliance risk management program in order to adequately manage the consumer compliance risk inherent in its operations.  Our Compliance Management Program Reviews will include an assessment of the six fundamentals to an effective consumer compliance risk management program:

  • Oversight provided by the Board of Directors and senior management.
  • Structure of the Consumer Compliance Program.
  • Policies and procedures.
  • Compliance audits/reviews.
  • Internal controls.
  • Training.

Why Choose Unicon

We offer an independently managed, objective review, bringing a vast knowledge of regulations and connections to resources.